I have
written about Abraham Lincoln’s career as a criminal defense lawyer. When he
became president there were many occasions when he had to exercise his skills
and training for that profession. His approach to problems as reflected in his
speeches and writings was “lawyerly.” First, he articulated the issues, and
then he fairly stated the evidence and arguments from each side of the case.
Finally he would eloquently give his point of view, and support his decision,
often citing precedent, but always relying on the force of the evidence that
persuaded him.
As
president, he had to decide whether to pardon individuals who were condemned to
death. The Constitution (Art. II, Sec. 2) gives the President plenary power to grant
a pardon for federal offenses. There is no appeal from his final decision. He
is the court of last resort. This power was granted to the executive by the
Founding Fathers despite its historical association with monarchs, and its
obvious anti-democratic implication. (Hamilton, in Federalist Papers, No. 74,
explains that the severity of the criminal law (which at the time provided for
death for many offenses) needed to be mitigated. The “Chief Magistrate” as a
“man of prudence and good sense” is in the best position to determine whether
mitigation exists; his judgment should not be fettered by fears of being
overturned.
During the
Civil War, Lincoln almost invariably pardoned soldiers who were condemned to
death by military courts martial. He was susceptible to appeals from family
members, especially women pleading for their sons, husbands, or brothers, and
even for friends and acquaintances. Most
generals opposed as harmful to military discipline his grants of mercy to
soldiers condemned to death for violations of military rules. Desertion was the
most egregious offense to the militarists, but Lincoln found mitigation in most
cases. He cited the “soldier boy’s” youth, inexperience or some other human
defect to justify his order to reduce a sentence.
In the
first year of the war, a soldier who slept while on guard duty was sentenced to
die as an example to other volunteers about the discipline of military life. Lincoln
first sought the expertise of military advisors, learning about the traditional
harshness of such rules. Then he received a letter from a woman on behalf of
the soldier, a fellow Vermonter. She cited as mitigation several factors,
including his youth, his unfamiliarity with the rigors of army life, his recent
illness that had weakened him, and his fatigue resulting from his exposure to
the enervating heat and humidity of Washington, D.C., so different from his
native Vermont. Her most persuasive argument was that, contrary the notion that
his execution would deter other soldiers, pardoning him would be praised by the
other raw volunteers, encouraging them to greater loyalty.
Lincoln, at
this early time in his presidency, was eager to follow military protocol. He
asked General McClellan if he might review the case and issue the pardon. This
plea from the president tickled McClellan’s ego and he did it.
The story
of this soldier was widely reported. When in 1863, he died in battle, a poem dramatizing
the events was published, inspiring a legend that added to Lincoln’s saintly
image.
But Lincoln
was no saint. There were times when he denied pardons and let executions go on.
Some soldiers deserted multiple times, re-inlisting over and over so that they
could profit by the money paid new recruits. He allowed sentences to stand for
those who committed egregious crimes, such as rape.
And then
there were the cases relating to crimes committed by civilians. Adding to
enormous burden of his role as commander-in-chief during the war, he had to
deal with these cases as well.
In one
case, a slave trader was caught with slaves chained below deck in miserable
conditions. By then the slave trade had been illegal for many years. The law
said it was punishable by death. BUT by 1861, no slave trader had ever been
caught, tried and executed in the United States.
Just as he
did in all other such cases, Lincoln ordered the trial transcript, read it and
all the letters and pleas from the man’s lawyers and family, and gave a
reprieve of one week for the condemned to make his peace with God before his
execution. That was the extent of the mercy he granted in that case.
In another
case, a resident in Norfolk, Virginia, watched “colored” Union troops marching
in the street near his home. He vocally protested their presence as “a
provocation.” A white officer ordered
his arrest. He then drew a pistol and shot the officer two times, not
intending, he later claimed, to kill him. One bullet nicked an artery and the
officer died.
In his
trial before the military tribunal, he was represented by counsel who called
witnesses in his defense. However, the judges refused to allow them to argue
“temporary insanity.” (In a recent notorious case, Dan Sickles, a New York
congressman, had shot his wife’s lover and had been acquitted on the argument
that “the unwritten law” permitted revenge for the outrage to his “property,”
i.e., his wife, and that the provocation caused his temporary insanity.)
After the
plea was rejected, the defense lawyers withdrew and the defendant gave the
closing argument himself. As often the case, this was a bad idea; in this case
it was a disaster for him. After denying any intent to kill, he explained his
behavior: the colored troops were walking on his sidewalk in broad daylight.
Just a year ago, one or more of them might have been in his “N----- yard.” Now,
he was expected to bow before them? And when he protested and was arrested, the
officer ordered two of “them N-----s” to take him to jail. What was he to do?
What would any “man of honor” (!) do?
Lincoln
thoroughly examined the trial transcript. He rejected all arguments, but was
troubled by the possibility that a viable defense might have been denied. He
hired an “alienist,” the term then used for a mental illness expert. The doctor
examined the prisoner and gave his opinion that he was sane, both at the time
of the crime, and now. Lincoln then denied the pardon, but as in the other
case, granted a week’s reprieve to permit him to “prepare himself.”
In another infamous
case, Lincoln permitted the execution of 38 Native Americans, an act that
damages his image for many modern critics. The case is complicated. In
Minnesota, a number of young braves rebelled against white authority,
protesting the corruption of the Bureau of Indian Affairs, which had long been
guilty of denying promised food and support to the tribes, and had treated them
miserably in many intolerable ways. Fed
up, the young men went on a rampage. Others joined them. Some attacked whites. Three hundred fifty (350) whites were killed
and a few white women were raped. Hundreds of the young men were captured, and
303 were sentenced to be hanged for “killing and other outrages” (meaning
rapes).
Lincoln reviewed every trial — most of which barely met minimal due
process standards. He narrowed the list of condemned men down to 38,
eliminating 275 names from the list. Even though most of the braves who were
spared still had to suffer imprisonment under very harsh conditions, his action
still enraged the white population of Minnesota. Lincoln was under extreme
political pressure to reverse himself. In fact, he nearly lost the state in his
re-election campaign of 1864. When told about it, Lincoln said: “I could not
afford to hang men for votes.”
[Miller, William Lee (2008). “President Lincoln, The Duty of a Statesman.”]
[Miller, William Lee (2008). “President Lincoln, The Duty of a Statesman.”]